It is as difficult for Anglo-Saxons as for the Japanese to
absorb anything quite so Chinese as Zen. For though the word
"Zen" is Japanese and though Japan is now its home, Zen Buddhism
is the creation of T'ang dynasty China. I do not say this as a
prelude to harping upon the ncommunicable subtleties of alien
cultures. The point is simply that people who feel a profound
need to justify themselves have difficulty in understanding the
viewpoints of those who do not, and the Chinese who created Zen
were the same kind of people as Lao-tzu, who, centures before,
said, "Those who justify themselves do not convince." For the
urge to make or prove oneself right has always jiggled the
Chinese sense of the ludicrous, since as both Confucians and
Taoists-however different these philosophies in other ways-they
have invariably appreciated the man who can "come off it." To
Confucius it seemed much better to be human-hearted then
righteous, and to the great Taoists, Lao-tzu and Chang-tzu, it
was obvious that one could not be right without also being wrong,
because the two were as inseparable as back and front. As
Chang-tzu said, "Those who would have good government without its
correlative misrule, and right without its correlative wrong, do
not understand the principles of the universe."
To Western ears such words may sound cynical, and the
Confucian admiration of "reasonableness" and compromise may
appear to be a weak-kneed lack of commitment to principle.
Actually they reflect a marvelous understanding and respect for
what we call the balance of nature, human and otherwise-a
universal vision of life as the Tao or way of nature in which the
good and evil, the creature and the destructive, the wise and the
foolish are the inseparable polarities of existence. "Tao," said
the Chung-yung, "is that from which one cannot depart. That from
which one can depart is not the Tao." Therefore wisdom did not
consist in trying to wrest the good from the evil but learning to
"ride" them as a cork adapts itself to the crests and troughs of
the waves. At the roots of Chinese life there is a trust in the
good-and-evil of one's own nature which is pecularly foreign to
those brought up with the chronic uneasy conscience of the
Hebrew-Christian cultures. Yet it was always obvious to the
Chinese that a man who mistrusts himself cannot even trust his
mistrust, and must therefore be hopelessly confused.
For rather different reasons, Japanese people tend to be as
uneasy in themselves as Westerners, having a sense of social
shame quite as acute as our more metaphysical sense of sin. This
was especially true of the class most attracted to Zen, the
samurai. Ruth Benedict, in that very uneven work hrysanthemum and
Sword, was, I think, perfectly correct in saying that the
attraction of Zen to the samurai class was its power to get rid
of an extremely awkward self-consciousness induced in the
education of the young. Part-and-parcel of this lf-consciousness
is the Japanese compulsion to compete with oneself-a compulsion
which turns every craft and skill into a marathon of
self-discipline. Although the attraction of Zen lay in the
possibility of liberation from self-consciousness, the Japanese
version of Zen fought fire with fire, overcoming the "self
observing the self" by bringing it to an intensity in which it
exploded. How remote from the regimen of the Japanese Zen
monastery are the words of the great T'ang master Lin-chi:
In Buddhism there is no place for using effort. Just be
ordinary and nothing special. Eat your food, move your bowels,
pass water, and when you're tired go and lie down. The ignorant
will laugh at me, but the wise will understand.
Yet the spirit of these words is just as remote from a kind of
Western Zen which would employ this philosophy to justify a very
self-defensive Bohemianism.
There is no single reason for the extraordinary growth of
Western interest in Zen during the last twenty years. The appeal
of Zen arts to the "modern" spirit in the West, the words of
Suzuki, the war with Japan, the itchy fascination of
"Zen-stories," and the attraction of a non-conceptual,
experiential philosophy in the climate of scientific
relativism-all these are involved. One might mention, too, the
affinities between Zen and such purely Western trends as the
philosophy of Wittgenstein, xistentialism, General Semantics, the
metalinguistics of B. L. Whorf, and certain movements in the
philosophy of science and in psychotherapy. Always in the
"anti-naturalness" of both Christianity, with its politically
orderd cosmology, and technology, with its imperialistic
mechanization of a natural world from which man himself feels
strangely alien. For both reflect a psychology in which man is
identified with a conscious intelligence and will standing apart
from nature to control it, like the architect-God in whose image
this version of man is conceived. This disquiet arises from the
suspicion that our attempt to master the world from the outside
is a vicious circle in which we shall be condemned to the
perpetual insomnia of controlling controls and supervising
supervision ad infinitum.
To the Westerner in search of the reintegration of man and
nature there is an appeal far beyond the merely sentimental in
the naturalism of Zen-in the landscapes of Ma-yuan and Sesshu, in
an art which is simultaneously spiritual and secular, which
conveys the mystical in terms of the natural, and which, indeed,
never even imagined a break between them. Here is a view of the
world imparting a profoundly refreshing sense of wholeness to a
culture in which the spiritual and the material, the conscious
and the unconscious, have been cataclysmically split. For this
reason the Chinese humanism and naturalism of Zen intrigue us
much more strongly than Indian Buddhism or Vedanta. These, too,
have their students in the West, but their followers seem for the
most part to be displaced Christians-people in search of a more
plausible philosophy than Christian supernaturalism to carry on
the essentially Christian search for the miraculous. The ideal
man of Indian Buddhism is clearly a superman, a yogi with
absolute mastery of his own nature, according perfectly with the
science-fiction ideal of "man beyond mankind." But the Buddha or
awakened man of Chinese Zen is "ordinary and nothing special"; he
is humorously human like the Zen tramps portrayed by Mu-chi and
Liang-k'ai. We like this because here, for the first time, is a
conception of the holy man and sage who is not impossibly remote,
not superhuman but fully human, and, above all, not a solemn and
sexless ascetic. Furthermore, in Zen the satori experience of
awakening to our "original inseparability" with the universe
seems, however elusive, always just round the corner. One has
even met people to whom it has happened, and they are no longer
mysterious occultist in the Himalayas nor skinny yogis in
cloistered zshrams. They are just like us, and yet much more at
home in the world, floating much more easily upon the ocean of
transience and insecurity.
But the Westerner who is attracted by Zen and who would
understand it deeply must have one indispensable qualification:
he must understand his own culture so thoroughly that he is no
longer swayed by its premises unconsciously. He must really have
come to terms with the Lord God Jehovah and with his
Hebrew-Christian conscience so that he can take it or leave it
without fear or rebellion. He must be free of the itch to justify
himself. Lacking this, his Zen will be either "beat" or "square,"
either a revolt from the culture and social order or a new form
of stuffiness and respectability. For Zen is above all the
Liberation of the mind from conventional thought, and this is
something utterly different from rebellion against convention, on
the one hand, or adopting foreign conventions, on the other.
Conventional thought is, in brief, the confusion of the
concrete universe of nature with the conceptual things, events,
and values of linguistic and cultural symbolism. For in Taoism
and Zen the world is seen as an inseparably interrelated field or
continuum, no part of which can actually be separated from the
rest or valued above or below the rest. It was in this sense that
Hui-neng, the Sixth Patriarch, meant that "fundamentally not one
thing exists," for he realized that things are terms, not
entities. They exist in the abstract world of thought, but not in
the concrete world of nature. Thus one who actually perceives or
feels this to be so no longer feels that he is an ego, except by
definition. He sees that his ego is his persona or social role, a
somewhat arbitrary selection of experiences with which he has
been taught to identify himself. (Why, for example, do we say "I
think" but not "I am beating my heart"?) Having seen this, he
continues to play his social role without being taken by it. He
does not precipitately adopt a new role or play the role of
having no role at all. He plays it cool.
The "beat" mentality as I am thinking of it is something much
more extensive and vague that the hipster life of New York and
San Francisco. It is a younger generation's nonparticipation in
"the American Way of Life," a revolt which does not seek to
change the existing order but simply turns away from it to find
the significance of life in subjective experience rather then
objective achievement. It contrasts with the "square" and
other-directed mentality of beguilement by social convention,
unaware of the correlativity of right and wrong, the mutual
necessity of capitalism and communism to each other's existence,
of the inner identity of puritanism and lechery, or of, say, the
alliance of church lobbies and organized crime to maintain the
laws against gambling.
Beat Zen is a complex phenomenon. It ranges from a use of Zen
for justifying sheer caprice in art, literature, and life to a
very forceful social criticism and "digging of the universe" such
as one may find in the poetry of Ginsberg and Snyder, and, rather
unevenly, in Kerouac. But, as I know it, it is always a share too
self-conscious, too subjective, and too strident to have the
flavor of Zen. It is all very well for the philosopher, but when
the poet (Ginsberg) says-
live
in the physical world
moment to moment
I must write down
every recurring thought-
stop every beating second
this is too indirect and didactic for Zen, which would rather
hand you the thing itself without comment.
The sea darkens;
The voices of the wild ducks
Are faintly white.
Furthermore, when Kerouac gives his philosophical final
statement, "I don't know. I don't care. And it doesn't make any
difference"-the cat is out of the bag, for there is a hostility
in these words which clangs with self-defense. But just because
Zen truly surpasses convention and its values, it has no need to
say "To hell with it," nor to underline with violence the fact
that anything goes.
Now the underlying protestant lawlessness of beat Zen disturbs
square Zennists very seriously. For square Zen is the Zen of
established tradition in Japan with its clearly defined
hierarchy, its rigid discipline, and its specific tests of
satori. More particularly, it is the kind of Zen adopted by
Westerners studying in Japan, who will before long be bringing it
back home. But there is an obvious difference between square Zen
and the common-or-garden squareness of the Rotary Club or the
Presbyterian Church. It is infinitely more imaginative,
sensitive, and interesting. But it is still square because it is
a quest for the right spiritual experience, for a satori which
will receive the stamp (inka) of approved and established
authority. There will even be certificates to hang on the
wall.
I see no real quarrel in either extreme. There was never a
spiritual movement without its excesses and distortions. The
experience of awakening which truly constitutes Zen is too
timeless and universal to be injured. The extremes of beat Zen
need alarm no one since, as Blake said, "the fool who persists in
his folly will become wise." As for square Zen, "authoritative"
spiritual experiences have always had a way of wearing thin, and
thus of generating the demand for something genuine and unique
which needs no stamp.
I have known followers of both extremes to come up with
perfectly clear satori experiences, for since there is no real
"way" to satori the way you are following makes very little
difference.
But the quarrel between the extremes is of great philosophical
interest, being a contemporary form of the ancient dispute
between salvation by works and salvation by faith, or between
what the Hindus called the ways of the monkey and the cat. The
cat-appropriately enough-follows the effortless way, since the
mother cat carries her kittens. The monkey follows the hard way,
since the baby monkey has to hang on to its mother's hair. Thus
for beat Zen there must be no effort, no discipline, no
artificial striving to attain satori or to be anything but what
one is. But for square Zen there can be no true satori without
years of meditation-practice under the stern supervision of a
qualified master. In seventeenth-century Japan these two
attitudes were approximately typified by the great masters Bankei
and Hakuin, and it so happens that the followers of the latter
"won out" and determined the present-day character of Rinzai
Zen.
(Rinzai Zen is the form most widely known in
the West. There is also Soto Zen which differs somewhat in
technique, but is still closer to Hakuin then to Bankei. However,
Bankei should not exactly be idenfitied with beat Zen as I have
described it, for he was certainly no advocate of the life of
undisciplined whimsy despite all that he said about the
importance of the uncalculated life and the folly of seeking
satori.)
Satori can lie along both roads. It is the concomitant of a
"nongrasping" attitude of the senses to experience, and grasping
can be exhausted by the discipline of directing its utmost
intensity to a single, ever-elusive objective. But what makes the
way of effort and will-power suspect to many Westerners is not so
much an inherent laziness as a thorough familiarity with the
wisdom of our own culture. The square Western Zennists are often
quite naive when it comes to an understanding of Christain
theology or of all that has been discovered in modern psychiatry,
for both have been long concerned with the fallibility and
unconscious ambivalence of the will. Both have proposed problems
as to the vicious circle of seeking self-surrender or of
"free-associating on purpose" or of accepting one's conflicts to
escape from them, and to anyone who knows anything about either
Christianity or psychotherapy these are very real problems. The
interest of Chinese Zen and of people like Bankei is that they
deal with these problems in a most direct and stimulating way,
and being to suggest some answers. But when Herrigel's Japanese
archery master was asked, "How can I give up purpose on purpose?"
he replied that no one had ever asked him that before. He had no
answer except to go on trying blindly, for five years.
Foreign relations can be immensely attractive and highly
overrated by those who know little of their own, and especially
by those who have not worked through and grown out of their own.
This is why the displaced or unconscious Christian can so easily
use either beat or square Zen to justify himself. The one wants a
philosophy to justify him in doing what he pleases. The other
wants a more plausible authoratative salvation than the Church or
the psychiatrists seem to be able to provide. Furthermore the
atmosphere of Japanese Zen is free from all one's unpleasant
childhood associations with God the Father and Jesus
Christ-though I know many young Japanese who feel the same way
about their early training in Buddhism. But the true character of
Zen remains almost incomprehensible to those who have not
surpassed the immaturity of needing to be justified, whether
before the Lord God or before a paternalistic society.
The old Chinese Zen masters were steeped in Taoism. They saw
nature in its total interrelatedness, and saw that every creature
and every experience is in accord with the Tao of nature just as
it is. This enabled them to accept themselves as they were,
moment by moment, without the least need to justify anything.
They didn't do it to defend themselves or to find an excuse for
getting away with murder. They didn't brag about it and set
themselves apart as rather special. On the contrary, their Zen
was wu-shih, which means approximately "nothing special" or "no
fuss." But Zen is "fuss" when it is mixed up with Bohemian
affectations, and "fuss" when it is imagined that the only proper
way to find it is to run off to a monastery in Japan or to do
special excercises in the lotus posture five hours a day. And I
will admit that the very hullabaloo about Zen, even in such an
article as this, is also fuss-but a little less so.
Having said that, I would like to say something for all Zen
fussers, beat or square. Fuss is all right, too. If you are hung
on Zen, there's no need to try to pretend that you are not. If
you really want to spend some years in a Japanese monastery,
there is no earthly reason why you shouldn't. Or if you want to
spend your time hopping frieght cars and digging Charlie Parker,
it's a free country.
In the landscape of Spring there is neither better
nor worse;
The flowering branches grow naturally, some long,
some short.
Orignial version as published in the spring 1958 issue of the Chicago Review. Photo: The Water Well at the Allen Watts
Masoleum.
Grab your goatee and go read Beat to Beatnik.